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Current Employers
Colton Groome Financial Advisors, Llc

1127-B Hendersonville Road, Asheville, NC 28803 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-08-20
  • NC RA
    APPROVED
    Since 2020-08-20

Branch Locations

1127-B Hendersonville Road, Asheville, NC 28803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boys, Arnold & Company, Inc. Asheville NC 07/2005 01/2020
Unemployed Asheville NC 01/2020 07/2020
Colton Groome & Company Asheville NC 07/2020 Present
Colton Groome Financial Advisors, Llc Asheville NC 07/2020 Present
  • 07/2005 → 01/2020
    Boys, Arnold & Company, Inc.
    Asheville, NC
  • 01/2020 → 07/2020
    Unemployed
    Asheville, NC
  • 07/2020 → Present
    Colton Groome & Company
    Asheville, NC
  • 07/2020 → Present
    Asheville, NC
Previous Registrations
  • 2005-10-27 → 2020-01-21
    Boys Arnold & Co. Inc.
    Hilton Head Island, SC
    Asheville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-26
S63 Uniform Securities Agent State Law Examination 1994-04-05
  • S65 Uniform Investment Adviser Law Examination
    2005-10-26
  • S63 Uniform Securities Agent State Law Examination
    1994-04-05
Designations

View on SEC IAPD

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