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8101 E Prentice Ave Suite 1080, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-02-08 |
| TX | RA | APPROVED | 2024-02-08 |
Branch Locations
8101 E Prentice Ave Suite 1080, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Denver | CO | 02/2007 | 02/2024 |
| Impact Capital Partners Llc | Greenwood Village | CO | 02/2024 | Present |
yummyTEB LLC/ Category - Company/ Principal Business Activity -My children are starting a business and have formed an LLC. The issue we have is minor children can not own a business so my wife and I have to be involved. This will be a food business. Right now testing and developing and hopefully in the next year attempt to sell actual product./ Role -Advisor or advisory group member if advice given may influence an officer/board/ Duty- I will be the primary funding source and will assist my wife who is CEO/ Comp -No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-06 |
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