Brett Christopher Stone

Employer firm

Impact Capital Partners LLC CRD 329616

$626M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 02/2024
  Ubs Financial Services Inc
  Denver, CO
• 02/2024 → Present
  Impact Capital Partners Llc
  Greenwood Village, CO

Previous Registrations

• 2007-02-09 → 2024-02-20
  Ubs Financial Services Inc.
  Denver, CO
• 2001-02-22 → 2007-02-26
  Citigroup Global Markets Inc.
  Englewood, CO
  Englewood, CO

Other Businesses

yummyTEB LLC/ Category - Company/ Principal Business Activity -My children are starting a business and have formed an LLC. The issue we have is minor children can not own a business so my wife and I have to be involved. This will be a food business. Right now testing and developing and hopefully in the next year attempt to sell actual product./ Role -Advisor or advisory group member if advice given may influence an officer/board/ Duty- I will be the primary funding source and will assist my wife who is CEO/ Comp -No

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-10
• S63 Uniform Securities Agent State Law Examination
  1996-12-06

Designations

• Certified Financial Planner