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Maria Ortiz

Lanark Financial, Inc.

Tampa, FL

CRD 2451095

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Employer firm

Lanark Financial, Inc. CRD 17870

$1.78B regulatory AUM 50 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
OR RA APPROVED 2025-01-01
WA RA APPROVED 2020-03-02
  • FL RA
    APPROVED
    Since 2025-01-01
  • OR RA
    APPROVED
    Since 2025-01-01
  • WA RA
    APPROVED
    Since 2020-03-02

Branch Locations

5401 W. Kennedy Blvd Suite 460, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities Tampa FL 09/2015 Present
  • 09/2015 → Present
    Nbc Securities
    Tampa, FL
Previous Registrations
  • 2010-02-03 → 2015-07-22
    Jhs Capital Advisors, Llc
    Tampa, FL
  • 2001-06-26 → 2010-02-02
    Gunnallen Financial, Inc
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
Other Businesses

TAMPA FAMILY CHIROPRACTIC/OWNER 5C INVESTMENTS/7C INVESTMENTS 19238 Blount Road Lutz FL, 33558 United States Phone Number: 813-442-1648 the corporation was opened and inactive until recently to capture rental property income. 1 HR PER MONTH, 0 DURING TRADING the corporation captures rental property income from a prior home that is managed by a real est comp.I own the home and the corporation but everything is managed by a third party company and all income and expenses go through the corporation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-08
  • S66 Uniform Combined State Law Examination
    2001-12-08

View on SEC IAPD

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