Charles Joseph Bauder

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 03/2019 → Present
  Raymond James Financial
  St. Petersburg, FL

Previous Registrations

• 1999-10-01 → 2011-05-20
  Raymond James & Associates, Inc.
  St. Petersburg, FL
  St. Petersburg, FL

Other Businesses

(1) LifeWC Investments LLC Address: Tampa, FL Nature of the Business: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 09/01/2015 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Co-investment with friends into a World Of Beer franchise. Passive, minority investors. Began investment in 2013 while not at RJ. I am managing member of LLC.

Exams

• S66 Uniform Combined State Law Examination
  2015-05-08

Other Names

• Chip Bauder
• Charles Joseph Bauder