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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-08 |
Branch Locations
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Torrance | CA | 10/2007 | 05/2023 |
| Independent Financial Partners | Torrance | CA | 09/2016 | 05/2019 |
| Unify Federal Credit Union | Torrance | CA | 08/2016 | Present |
| Ifp Securities, Llc | Tampa | FL | 06/2023 | Present |
| Independent Financial Partners | Tampa | FL | 06/2023 | Present |
1. UNIFY Investment Solutions -investment related - 2305B W 190Th St Torrance CA 90504 - DBA - employee - start date 2/11/2002 - 120 hours/month - 120 hours/month during trading 2. UNIFY Financial Credit Union - investment related - 2305B W 190Th St Torrance CA 90504 - Program Manager for UNIFY Financial Credit Union - employee - start date 2/11/2002 - 40 hours/month - 40 hours/month during trading 3. UNIFY Financial Credit Union - investment related - 2305B W 190Th St Torrance CA 90504 - Federally Chartered Credit Union - employee - start date 2/11/2002 - 20 hours/month - 20 hours/month during trading - Vice President Oversee the distribution of direct sold insurance products through subsidiary LLC's of UNIFY FCU. Participate in the general administration of UNIFY FCU business. Other duties as assigned. 4. Irlen Syndrome Foundation - not investment related - 5380 E Village Road Long Beach CA 90808 - Non-Profit 501(c)(3) Raise awareness, fund other charitable causes, and fund research - board member - start date 1/1/2018 - 1 hour/month - General Board Member functions. Provide ideas and expertise in applicable areas of experience to benefit the goals of the organization. 5. Anadmial Trust - not investment related - 1404 238th St Harbor City, CA 90710 - family trust - co trustee - Fiduciary Role - start date Dec. 5, 2014 - 1 hour/month - 1 hour/month during trading - Co-Trustee of my own family revocable trust
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-07 |
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