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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-24
TX RA APPROVED 2025-10-24
  • OH RA
    APPROVED
    Since 2025-10-24
  • TX RA
    APPROVED
    Since 2025-10-24

Branch Locations

125 West Mulberry Street, Lancaster, OH 43130 • United States

198 Portage Trail Extension W Suite 104, Cuyahoga Falls, OH 44223-1295 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Financial Securities Ada MI 05/2013 10/2025
Ameriprise Financial Services Llc Cuyahoga Falls OH 10/2025 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; North American; 01/12/2026; Fixed Annuity, Universal Life / Athene Annexus; 01/15/2026; Fixed Annuity. Business Ownership; LifeStages Advisory Inc; Sole Shareholder; Investment Advisory Practice run as an S Corp to track income from Georgia practice purchased in July 2023. This business was sold November 2025.; 2315 Fallen Oak Cir NE, , Massillon, OH, 44646; Investment-Related; 07/01/2023; 0 hours per month; 0 during trading hours / John A Cindia CPA PFS LLC; Owner; Tax Preparation; 2315 Fallen Oak Cir NE, , Massillon, OH, 44646; Not Investment-Related; 02/19/2008; 0 hours per month; 0 during trading hours / LifeStages Advisory LLC; Owner; LifeStages Advisory LLC was sold November 2025 and is no longer active. The LLC is still registered with the state of Ohio. Accounts receivable are still being received and has not active sales or servicing being performed. Business was used for Investment Advisory Services derived from the Ohio practice entity.; 2315 Fallen Oak Cir NE, , Massillon, OH, 44646; Investment-Related; 02/14/2014; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-03
S63 Uniform Securities Agent State Law Examination 1994-02-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1994-02-17
Designations
  • Personal Financial Specialist
Other Names
  • John Allen Cindia

View on SEC IAPD

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