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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-10-24 |
| TX | RA | APPROVED | 2025-10-24 |
Branch Locations
125 West Mulberry Street, Lancaster, OH 43130 • United States
198 Portage Trail Extension W Suite 104, Cuyahoga Falls, OH 44223-1295 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Financial Securities | Ada | MI | 05/2013 | 10/2025 |
| Ameriprise Financial Services Llc | Cuyahoga Falls | OH | 10/2025 | Present |
Independent Insurance Brokering; North American; 01/12/2026; Fixed Annuity, Universal Life / Athene Annexus; 01/15/2026; Fixed Annuity. Business Ownership; LifeStages Advisory Inc; Sole Shareholder; Investment Advisory Practice run as an S Corp to track income from Georgia practice purchased in July 2023. This business was sold November 2025.; 2315 Fallen Oak Cir NE, , Massillon, OH, 44646; Investment-Related; 07/01/2023; 0 hours per month; 0 during trading hours / John A Cindia CPA PFS LLC; Owner; Tax Preparation; 2315 Fallen Oak Cir NE, , Massillon, OH, 44646; Not Investment-Related; 02/19/2008; 0 hours per month; 0 during trading hours / LifeStages Advisory LLC; Owner; LifeStages Advisory LLC was sold November 2025 and is no longer active. The LLC is still registered with the state of Ohio. Accounts receivable are still being received and has not active sales or servicing being performed. Business was used for Investment Advisory Services derived from the Ohio practice entity.; 2315 Fallen Oak Cir NE, , Massillon, OH, 44646; Investment-Related; 02/14/2014; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-17 |
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