Michael Manabu Yoshihara

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  San Jose, CA
• 11/2018 → Present
  Osaic Wealth, Inc.
  San Jose, CA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  San Jose, CA
  Nashville, TN
• 2001-07-03 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Gold River, CA
  San Jose, CA

Other Businesses

1) MUSIC TEACHER. NOT INV-REL. 9/83. APPROX 30 HRS/MO, 0 HRS. MUSIC INSTRUCTOR SAXOPHONE, USUALLY PRIVATE INSTRUCTION. ARRANGE MUSIC FOR STUDENTS/BANDS 2)YOSHIHARA FINANCIAL AND INSURANCE SERVICES. DBA NAME USED FOR INS, INVESTMENTS, AND TAX SERVICES (INCLUDING BOOKKEEPING & PAYROLL PREP), OWNER. 161 JACKSON ST STE 210 SAN JOSE CA. SINGLE OWNERSHIP. INV-REL. 9-1999 TO PRESENT 3)CMB REALTY & MORTGAGE, 892 HORCAJO ST, MILPITAS, CA, REALTOR/LOAN ORIGINATOR, START 7/2013, INV-REL, 50 HRS/MO, 0 HRS 4)PROPERTY MANAGER, 161 Jackson St #210 San Jose, CA 95112, SEEKS TENANTS/MAINTAINS PROPERTY, NOT INV-REL, 5 HRS/MO, 0 HRS 2) WAKABA GAKUEN POSITION: Partner NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 110 Jackson St, San Jose CA 95112, United States DESCRIPTION: Company is a Japanese Language School. I help as an advisor to business operations. 3) SELF POSITION: musician NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 08/22/1983 ADDRESS: 161 Jackson St, Suite, San Jose CA 95112, United States DESCRIPTION: Music Instructor/Performer 4) YOSHIHARA FINANCIAL & INSURANCE SERVICES POSITION: Financial Planner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 300 SECURITIES TRADING HOURS: 200 START DATE: 05/01/1993 ADDRESS: 161 Jackson St, Suite 210, San Jose CA 95112, United States DESCRIPTION: Financial Planner - Investment AdvisorSecurities - Mutual Funds, StocksInsurance AgentLife - Property & Casualty - HealthTax Preparer and Payroll/Bookkeeping 5) CMB REALTY & MORTGAGE INC POSITION: Realtor NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 30 START DATE: 08/22/2004 ADDRESS: 161 Jackson St, Suite 210, San Jose CA 95112, United States DESCRIPTION: Real Estate - buying and sellingProperty Managing - rental, residential and commercial properties

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-24
• S63 Uniform Securities Agent State Law Examination
  1994-02-28