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100 East Thousand Oaks Blvd. Suite 188, Thousand Oaks, CA 91360 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2001-03-12 |
Branch Locations
100 East Thousand Oaks Blvd. Suite 188, Thousand Oaks, CA 91360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farrell Financial Inc. | Thousand Oaks | CA | 06/2006 | Present |
| Npb Financial Group, Llc | Westlake Village | CA | 08/2009 | 08/2021 |
FARRELL FINANCIAL INC. REGISTERED INVESTMENT ADVISOR. IT IS AN S-CORP WHICH I OWN 100%. WE DO COMPREHENSIVE FINANCIAL PLANNING. IT IS ABOUT 50% OF MY TIME. Individual Insurance License # OB27705 - Life, Disability, Variable Annuity and LTC .. Approx. 50 hours per month of insurance business and conducts business at: 100 East Thousand Okas Blvd.; Suite 188; Thousand Oaks, CA 91360
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-07 |
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