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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2002-01-02 |
Branch Locations
720 E. Wayne Street, Celina, OH 45822 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asset Allocation Associates Inc | Celina | OH | 07/1994 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 08/1996 | Present |
| Sigma Planning Corp. | Celina | OH | 12/2001 | Present |
1. ASSET ALLOCATION ASSOCIATES INC. 2. SELL INSURANCE THROUGH VARIOUS COMPANIES. 3. MEMBER INVESTMENT COMMITTEE FOR DEPARTMENT OF OHIO VETERANS OF FOREIGN WARS OF THE UNITED STATES. 4. SERVE ON MERCER COUNTY VETERANS SERVICE COMMISSION WHICH REVIEWS APPLICATIONS FOR ASSISTANCE FROM VETERANS OUT OF WORK OR DISABLED. COMMISSION MEMBERS APPOINTED BY COMMON PLEAS COURT JUDGE. 5. Board member of Ohio VFW Charities, Inc., Celina, OH. Start date: 2/5/25, less than 1 hr/mo. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-27 |
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