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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-02-06 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
3280 Peachtree Rd Ne, Atlanta, GA 30305 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-12-14 |
Branch Locations
3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Atlanta | GA | 02/2022 | Present |
| Wells Fargo Clearing Services | Atlanta | GA | 07/2022 | Present |
| Wells Fargo Bank | Seattle | WA | 08/2012 | 10/2021 |
| Thistle & Butterfly | Kent | WA | 01/2021 | Present |
THISTLE & BUTTERFLY, NOT INV RELATED, ATLANTA, GA, 100% OWNERSHIP, START 1/4/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, DESIGN, MANUFACTURE AND SELL GREETING CARDS, FINE ART AND GIFTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-12 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-16 |
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