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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-12-16 |
| NC | RA | APPROVED | 2011-02-15 |
Branch Locations
380 Knollwood St Suite 460, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Winston-Salem | NC | 01/1994 | Present |
| Massmutual Life Insurance Co | Winston-Salem | NC | 10/1992 | Present |
1) NAME: GERALD M. MALMO III INV REL: Y ADD: 380 KNOLLWOOD ST, SUITE 460, WINSTON-SALEM, NC 27103 NATURE: IND LIFE, HEALTH INS, GROUP LIFE, GROUP HEALTH INS POSITION: SALES START DATE:10/1/92 NO. HR/MO:10 NO. HR/MO DURING SEC TRADING:2 2) NAME: THE MALMO GROUP, LLC INV REL: Y ADD: 380 KNOLLWOOD ST, SUITE 460, WINSTON-SALEM, NC 27103 NATURE: ENTITY EXISTS TO RECEIVE INCOME AND PAY OPERATIONAL EXPENSES POSITION: OWNER DATE: 10/05/2021 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING:0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-01 |
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