William Brian Puckett

Current Employers

Employment History

• 01/2004 → Present
  Align Wealth Management
  Oklahoma City, OK
• 09/2023 → Present
  Financial Engines Advisors L.L.C.
  Santa Clara, CA

Previous Registrations

• 2004-05-24 → 2023-12-31
  Align Wealth Management, Llc
  Oklahoma City, OK
  St. Petersburg, FL
• 2005-03-28 → 2006-08-16
  Cambridge Investment Research Advisors, Inc.
  Oklahoma City, OK
• 2002-03-21 → 2005-03-28
  Cambridge Investment Research, Inc.
  Oklamoma City, OK

Other Businesses

1)13921, LLC; INVESTMENT RELATED: No; ADDRESS: 13921 Quail Pointe Drive, Oklahoma City, 73134; NATURE: Real Estate Investment; POSITION: Manager; START DATE: 8/11/2015; NUMBER OF HOURS/MONTH: 2Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 2Hrs.; DUTIES: Own and manage building at 13921 Quail Pointe Dr., OKC , OK 73134 2) Client Focused, LLC; INVESTMENT RELATED: No; ADDRESS: 13921 Quail Pointe Dr, Oklahoma City, OK 73134; NATURE: Winding up of Align Wealth Management over next 3 years post sale to EFE.; POSITION: Manager; START DATE: 10/02/2023; NUMBER OF HOURS/MONTH: 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 03 Hrs.; DUTIES: Winding up dissolution of Align Wealth Management, LLC which sold most of its assets to EFE in October of 2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-23
• S63 Uniform Securities Agent State Law Examination
  1994-03-02

Designations

Other Names

• W Brian Puckett
• William Puckett