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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-06-23 |
| WA | RA | APPROVED | 1994-05-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 01/1994 | Present |
| Bank Of America, N.A. | Seattle | WA | 05/2011 | Present |
1) I*71701 NON-PROFIT ORGANIZATION - E W AND B L ANDERSON LLC, SEATTLE, WASHINGTON 98112- INVESTMENT RLT'D - YES, HRS DEVOTED TO ACTIVITY - 5, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 01/03/05, POSITION - FAMILY HELD; MANAGER OF PARENTS LLC INVESTMENTS, ALL HELD AT MERRILL LYNCH. I*58855 For profit or not for profit: For-Profit Organization Name of outside business organization: G3VC Investment related: Y Address of business: Seattle, Washington 98112 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 11/12/2012 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Manager of Parents LLC for investments provided by Merrill Lynch. duties are to provide investment and also coordinate with ther CPA, and Estate Lawyer. 4)I*76742 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ABL HOLDINGS LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SEATTLE, WASHINGTON 98112 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 11/6/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC USED FOR PARENT GIFTING TO CHILDREN AND HOLDS TRADITIONAL STOCKS, BONDS AND MUTUAL FUNDS I*24178 For profit or not for profit: For-Profit Organization Name of outside business organization: anderson family partnership Address of business: Seattle, Washington 98112 Nature of business: Other,manager of investments Position, title, association: Family Held, Start date of relationship: 12:00:00 AM Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 1 Duties: General partner coordinating family partnership's investments I*2215375, Entity Type: , Name of OBA: E A Irrevocable Trust, Address: Seattle, Washington, 98112, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 31-Oct-2014, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3162378, Entity Type, fiduciary role, Name of OBA:K A GST Trust, Address:Seattle,Washington,98112, Investment Related:no, Position, Title, Association: Successor Trustee,Employee Start Date:11/12/2025, No Hours:5 yearly, No Hours during trading:0 Duties: Successor Trustee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-19 |
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