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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-02-01
TX RA APPROVED 2017-02-01
  • MI RA
    APPROVED
    Since 2017-02-01
  • TX RA
    APPROVED
    Since 2017-02-01

Branch Locations

39533 Woodward Ave Ste 150, Bloomfield Hills, MI 48304 • United States

101 W Big Beaver Rd Ste 425, Troy, MI 48084 • United States

333 Bridge St Nw Ste 205, Grand Rapids, MI 49504 • United States

Clarkston, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Troy MI 10/2012 02/2017
Ameriprise Financial Services, Inc. Grand Blanc MI 02/2017 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-12
S63 Uniform Securities Agent State Law Examination 1998-12-16
  • S65 Uniform Investment Adviser Law Examination
    1999-01-12
  • S63 Uniform Securities Agent State Law Examination
    1998-12-16

View on SEC IAPD

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