Aaron Jay Weinstock

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Tampa Bay Federal Credit Union
  Tampa, FL
• 01/2012 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Tampa, FL

Previous Registrations

• 2012-01-20 → 2018-02-15
  Invest Financial Corporation
  Tampa, FL
  Appleton, WI
  Riverview, FL
  Tampa, FL
  Tampa, FL
  Appleton, WI
• 2011-11-21 → 2012-01-20
  Cuna Brokerage Services, Inc.
  Tampa, FL
• 2007-04-05 → 2010-10-11
  Cuna Brokerage Services, Inc.
  Land O Lakes, FL
  Tampa, FL
  Tampa, FL

Other Businesses

1. 03/20/2018 - Tampa Bay Federal Credit Union - DBA: Tampa Bay Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/15/2018 - 170 Hours Per Month/170 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-24

Designations

• Certified Financial Planner