John Walter Kortze

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Danbury, CT
• 11/2016 → 07/2018
  Wells Fargo Clearing Services, Llc
  Danbury, CT
• 07/2018 → 05/2022
  Raymond James Financial Services, Inc.
  Newtown, CT
• 07/2018 → Present
  Stewart Partners Global Advisory Llc
  Newtown, CT
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Newtown, CT
• 07/2018 → Present
  Steward Partners Investment Advisory, Llc
  Newtown, CT

Previous Registrations

• 2003-07-01 → 2018-07-24
  Wells Fargo Clearing Services, Llc
  Danbury, CT
  Danbury, CT
  Danbury, CT
• 2018-07-19 → 2018-07-19
  Raymond James Financial Services Advisors, Inc
  Newtown, CT
• 1994-03-26 → 2003-07-01
  Prudential Equity Group, Llc
  Danbury, CT

Other Businesses

1) STEWARD PARTNERS INVESTMENT ADVISORY,LLC:INVESTMENT RELATED:7/2018-PRESENT:NEWTOWN, CT:IAR/INVESTMENT ADVISOR REP:FINANCIAL SERVICES:200 HRS/MO:130 HRS DURING TRADING:IAR. 2) STEWARD PARTNRES HOLDINGS,LLC:INVESTMENT RELATED:7/2018-PRESENT:NEWTOWN, CT:PASSIVE INVESTOR:0 HRS/MO:0 HRS DURING TRADING: 3) Kortze Brothers Wealth Management Group. Address: Newtown, CT Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Investment Adviser Investment Related: No Start Date: 07/19/2018 Hours per month devoted to this business: 180 Hours per month devoted to this business during trading hours: 130 Description of duties: Financial Advisor for Steward Partners. 4) Steward Partners Global Advisory Address: Newtown, CT Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/22/2019 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 5 Description of duties: Install insurance products listed 5) Newtown Volunteer Ambulance; Newtown, CT; Emergency Medical; Treasurer; Non-Investment Related; 07/01/2020; 2-3 HRS/MO not during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-15
• S63 Uniform Securities Agent State Law Examination
  1994-02-04

Other Names

• John Walter Iv Kortze