Best Investors Account Sign in

Lorelia L. Rodriguez

Raymond James & Associates, Inc.

Boerne, TX

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-11
  • TX RA
    APPROVED
    Since 2016-08-11

Branch Locations

604 N. Main Street, Boerne, TX 78006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Boerne TX 08/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-05
S63 Uniform Securities Agent State Law Examination 2000-10-20
  • S65 Uniform Investment Adviser Law Examination
    2000-12-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-20
Other Names
  • Lori Whitley
  • Lorelia L Whitley
  • Lorelia L Rodriguez

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
EDWARD JONES
FROST INVESTMENT SERVICES
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
CAPTRUST

Other Investors

VIRGINIA ETHEREDGE THOMPSON
Erik David Holt
Caleb Keith Clark
STEVEN GERARD LEA
DEREK MATTHEW PEREZ
JASON ANTHONY ZAMORA
THOMAS LYONEL DAVILA
MICHAEL RICHARD SCHAG

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Boerne, TX
OSAIC WEALTH, INC. · BOERNE, TX
EDWARD JONES · Boerne, TX
FROST INVESTMENT SERVICES · BOERNE, TX
LPL FINANCIAL LLC · BOERNE, TX
WELLS FARGO CLEARING SERVICES, LLC · BOERNE, TX
EDWARD JONES · BOERNE, TX
PNC WEALTH MANAGEMENT LLC · BOERNE, TX

More in Boerne, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor