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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-06 |
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Birmingham | AL | 07/2015 | Present |
1. Gunski LLC; Johnston Street, Decatur, AL 35601; Real Estate; Real Estate Investment; 01/30/2020; 0.10 Hours per Day; Not During Securities Trading Hours; Investment-Related. 2. Rectory, LLC; 248 Johnston Street, Decatur, AL 35601; Real Estate Ownership; Single Property Real Estate Ownership; Active Member to maintain and pay expenses; 02/18/2020; 1 Hour per Day; Not During Securities Trading Hours; Investment-Related. 3. Smile A Mile; 1600 2nd Avenue South Birmingham, AL 35233; Supporting Children and their families with cancer; Board Member; Support and make people aware of the help that is available; 09/01/2025; 2hrs/wk; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-23 |
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