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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-05-06
  • KY RA
    APPROVED
    Since 2024-05-06

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Louisville KY 04/2024 Present
Invesco Ltd. Louisville KY 08/1998 09/2018
Charah Solutions, Inc. Louisville KY 04/2019 04/2020
Fifth Third Bank Louisville KY 05/2020 04/2024
Unemployed Louisville KY 10/2018 03/2019
  • 04/2024 → Present
    Louisville, KY
  • 08/1998 → 09/2018
    Invesco Ltd.
    Louisville, KY
  • 04/2019 → 04/2020
    Charah Solutions, Inc.
    Louisville, KY
  • 05/2020 → 04/2024
    Fifth Third Bank
    Louisville, KY
  • 10/2018 → 03/2019
    Unemployed
    Louisville, KY
Other Businesses

(1)Name of Business: National Center for Families Learning Address: 4969 US Highway 42 Ste 1600, Louisville, KY, 40222-6390, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 06/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as a member of the endowment investment oversight committee. Primarily provide asset allocation and security selection guidance on the non-profits endowment funds. (2)Name of Business: National Center for Families Learning Address: 4969 US Highway 42 Ste 1600, Louisville, KY, 40222-6390, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Advisory Board Investment Related: Yes Start Date: 09/05/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as the Chair of the Endowment Investment Oversight Committee and as a Board Member on the Corporate Board level.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-02
S63 Uniform Securities Agent State Law Examination 1996-01-29
  • S66 Uniform Combined State Law Examination
    2024-04-02
  • S63 Uniform Securities Agent State Law Examination
    1996-01-29
Designations
Other Names
  • Tony Ray Semak
  • Anthony Ray Semak
  • Anthony Semak

View on SEC IAPD

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