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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-05-06 |
Branch Locations
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates Inc. | Louisville | KY | 04/2024 | Present |
| Invesco Ltd. | Louisville | KY | 08/1998 | 09/2018 |
| Charah Solutions, Inc. | Louisville | KY | 04/2019 | 04/2020 |
| Fifth Third Bank | Louisville | KY | 05/2020 | 04/2024 |
| Unemployed | Louisville | KY | 10/2018 | 03/2019 |
(1)Name of Business: National Center for Families Learning Address: 4969 US Highway 42 Ste 1600, Louisville, KY, 40222-6390, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 06/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as a member of the endowment investment oversight committee. Primarily provide asset allocation and security selection guidance on the non-profits endowment funds. (2)Name of Business: National Center for Families Learning Address: 4969 US Highway 42 Ste 1600, Louisville, KY, 40222-6390, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Advisory Board Investment Related: Yes Start Date: 09/05/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve as the Chair of the Endowment Investment Oversight Committee and as a Board Member on the Corporate Board level.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-29 |
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