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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| MA | RA | APPROVED | 2009-05-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Norwood | MA | 04/2005 | Present |
| Raymond James Financial Services Advisors Inc. | Norwood | MA | 01/2009 | Present |
| Ursuline Academy | Dedham | MA | 04/2021 | Present |
(1)Name of Business: Business Alliance Networking Group Address: 905 Main St, Walpole, MA, 02081, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 12/16/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As a board member, I participate in the decision making process for the long-term growth and benefit of the networking group. (2)Name of Business: Nicholson Financial Services, Inc. Address: 89 Access Road, Suite C, Norwood, MA, 02062, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/08/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (3)Name of Business: Ursuline Academy Address: 85 Lowder St, Dedham, MA, 02026, United States Activity Type: Other Position/Title: Coach Investment Related: No Start Date: 04/26/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Varsity Lacrosse Head Coach - Coaching & managing the team
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-18 |
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