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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
MA RA APPROVED 2009-05-11
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • MA RA
    APPROVED
    Since 2009-05-11

Branch Locations

89 Access Road Ste. C, Norwood, MA 02062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Norwood MA 04/2005 Present
Raymond James Financial Services Advisors Inc. Norwood MA 01/2009 Present
Ursuline Academy Dedham MA 04/2021 Present
Other Businesses

(1)Name of Business: Business Alliance Networking Group Address: 905 Main St, Walpole, MA, 02081, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 12/16/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As a board member, I participate in the decision making process for the long-term growth and benefit of the networking group. (2)Name of Business: Nicholson Financial Services, Inc. Address: 89 Access Road, Suite C, Norwood, MA, 02062, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/08/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (3)Name of Business: Ursuline Academy Address: 85 Lowder St, Dedham, MA, 02026, United States Activity Type: Other Position/Title: Coach Investment Related: No Start Date: 04/26/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Varsity Lacrosse Head Coach - Coaching & managing the team

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-11
S63 Uniform Securities Agent State Law Examination 1994-02-18
  • S65 Uniform Investment Adviser Law Examination
    1998-03-11
  • S63 Uniform Securities Agent State Law Examination
    1994-02-18

View on SEC IAPD

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