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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-04
IA RA APPROVED 2017-07-11
AZ RA APPROVED 2017-07-10
  • MN RA
    APPROVED
    Since 2022-05-04
  • IA RA
    APPROVED
    Since 2017-07-11
  • AZ RA
    APPROVED
    Since 2017-07-10

Branch Locations

1776 Pleasant Plain Rd., Fairfield, IA 52556 • United States

4642 Brook St., Medina, MN 55359 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services, Inc. Overland Park KS 03/2007 09/2016
Vsr Advisory Services Overland Park KS 08/2007 09/2016
Dfpg Investments, Inc. South Jordan UT 09/2016 06/2017
Cambridge Investment Research, Inc. Fairfield IA 07/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2017 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2017 Present
  • 03/2007 → 09/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 08/2007 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 09/2016 → 06/2017
    Dfpg Investments, Inc.
    South Jordan, UT
  • 07/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2017 → Present
    Fairfield, IA
  • 07/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2016-10-27 → 2017-06-28
    Dfpg Investments, Llc
    Gilbert, AZ
    Sandy, UT
    South Jordan, UT
  • 2007-03-12 → 2016-10-01
    Vsr Financial Services, Inc.
    Overland Park, KS
    Overland Park, KS
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
  • 2006-05-08 → 2007-03-13
    Cuna Brokerage Services, Inc.
    Overland Park, KS
    Waverly, IA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 07/11/17. 2. BRAM, LLC, 932 S Abalone Dr., Gilbert AZ 85233, 01/2025, OWNER, REAL ESTATE, NIR 5 HO/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-05
S65 Uniform Investment Adviser Law Examination 1999-08-23
S63 Uniform Securities Agent State Law Examination 1994-01-26
  • S66 Uniform Combined State Law Examination
    2006-05-05
  • S65 Uniform Investment Adviser Law Examination
    1999-08-23
  • S63 Uniform Securities Agent State Law Examination
    1994-01-26
Other Names
  • Susan White
  • Susan Grady
  • Susan Denise Grady

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