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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-05-29 |
| TX | RA | APPROVED_RES | 2019-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Company | Manasquan | NJ | 03/2006 | 10/2016 |
| Park Avenue Securities | Manasquan | NJ | 05/2006 | 10/2016 |
| Guardian Life Insurance | Wall | NJ | 10/2016 | 05/2019 |
| Park Avenue Securities | Wall | NJ | 10/2016 | 05/2019 |
| Lpl Financial Llc | Spring Lake | NJ | 05/2019 | Present |
1. 05/28/2019 - ANCHOR WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SPRING LAKE, NJ 2. 01/01/2003 - TFGHOCKEY LLC/ BUSINESS OWNER/ NOT INVESTMENT RELATED/ 0%/ SPRING LAKE, NJ 3. 11/15/2016 - FINRA ARBITRATOR/ FINRA ARBITRATOR/ INVESTMENT RELATED/ 1%/ SPRING LAKE, NJ 4. 07/24/2014 - TIMOTHY GRABLE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 1%/ SPRING LAKE, NJ
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-04 |
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