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Timothy F Grable

LPl Financial LLC

Spring Lake, NJ

CRD 2445361

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-05-29
TX RA APPROVED_RES 2019-05-29
  • NJ RA
    APPROVED
    Since 2019-05-29
  • TX RA
    APPROVED_RES
    Since 2019-05-29

Branch Locations

524 Brighton Ave, Spring Lake, NJ 07762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Company Manasquan NJ 03/2006 10/2016
Park Avenue Securities Manasquan NJ 05/2006 10/2016
Guardian Life Insurance Wall NJ 10/2016 05/2019
Park Avenue Securities Wall NJ 10/2016 05/2019
Lpl Financial Llc Spring Lake NJ 05/2019 Present
  • 03/2006 → 10/2016
    Guardian Life Ins Company
    Manasquan, NJ
  • 05/2006 → 10/2016
    Park Avenue Securities
    Manasquan, NJ
  • 10/2016 → 05/2019
    Guardian Life Insurance
    Wall, NJ
  • 10/2016 → 05/2019
    Park Avenue Securities
    Wall, NJ
  • 05/2019 → Present
    Spring Lake, NJ
Previous Registrations
  • 2007-10-30 → 2019-06-13
    Wall, NJ
  • 1998-01-05 → 2005-12-31
    Cadaret, Grant & Co., Inc.
    Spring Lake, NJ
Other Businesses

1. 05/28/2019 - ANCHOR WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SPRING LAKE, NJ 2. 01/01/2003 - TFGHOCKEY LLC/ BUSINESS OWNER/ NOT INVESTMENT RELATED/ 0%/ SPRING LAKE, NJ 3. 11/15/2016 - FINRA ARBITRATOR/ FINRA ARBITRATOR/ INVESTMENT RELATED/ 1%/ SPRING LAKE, NJ 4. 07/24/2014 - TIMOTHY GRABLE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 1%/ SPRING LAKE, NJ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-24
S63 Uniform Securities Agent State Law Examination 1994-02-04
  • S65 Uniform Investment Adviser Law Examination
    1994-02-24
  • S63 Uniform Securities Agent State Law Examination
    1994-02-04
Other Names
  • Tim Grable
  • Timothy F Grable
  • Timothy Francis Grable

View on SEC IAPD

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