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Employer firm

International Assets Investment Management, LLC CRD 144426

$2.57B regulatory AUM 42 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-01-08
  • NJ RA
    APPROVED
    Since 2016-01-08

Branch Locations

309 Morris Ave Suite C, Spring Lake, NJ 07762 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
International Assets Advisory Llc Spring Lake NJ 07/2010 Present
International Assets Investment Management, Llc Spring Lake NJ 07/2010 Present
Previous Registrations
Other Businesses

1) STERLINGNOBLE WEALTH MANAGEMENT 309 MORRIS AVE. SUITE C SPRING LAKE NJ 07762 - DBA FOR IAA BUSINESS - PRESIDENT/100% OWNER SINCE 04/2010 - APPROX 160 HRS/MO - COMMISSION BASED COMPENSATION  2) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC - 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 8/2010 - APPROX 80 HRS/MO - FEE BASED COMPENSATION 3) ADP, LLC ONE ADP BLVD, ROSELAND, NJ 07068 - PAYROLL SERVICES COMPANY - REFFERRAL AGENT SINCE 9/2016 - APPROX 1 HR/MO - REFFERRAL FEES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-10
S63 Uniform Securities Agent State Law Examination 1989-06-16
  • S66 Uniform Combined State Law Examination
    2003-12-10
  • S63 Uniform Securities Agent State Law Examination
    1989-06-16
Other Names
  • Bob Dandria
  • Bobby Dandria
  • Robert James Dandria

View on SEC IAPD

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