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Laura Marie Hickman

Mai Capital Management, LLC

Spring Lake, NJ

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-03
NY RA APPROVED 2025-01-03
  • NJ RA
    APPROVED
    Since 2025-01-03
  • NY RA
    APPROVED
    Since 2025-01-03

Branch Locations

215 Morris Avenue 2Nd Floor Suite 7, Spring Lake, NJ 07762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jmp Securities New York NY 02/2011 07/2021
Benchmark Investments, Llc New York NY 07/2021 10/2022
Stifel, Nicolaus & Company, Incorporated New York NY 10/2022 11/2024
Mai Capital Management, Llc New York NY 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-21
S63 Uniform Securities Agent State Law Examination 2007-09-17
  • S65 Uniform Investment Adviser Law Examination
    2022-12-21
  • S63 Uniform Securities Agent State Law Examination
    2007-09-17
Other Names
  • Laura Marie Fieseler
  • Laura Marie Fieseler
  • Laura Marie Hickman
  • Laura Hickman

View on SEC IAPD

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Other Offices

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · Spring Lake, NJ
WORLD INVESTMENT ADVISORS, LLC · SPRING LAKE, NJ
EQUITABLE ADVISORS, LLC · SPRING LAKE, NJ
LPL FINANCIAL LLC · SPRING LAKE, NJ
EDWARD JONES · SPRING LAKE, NJ
OSAIC WEALTH, INC. · SPRING LAKE HEIGHTS, NJ
LPL FINANCIAL LLC · SPRING LAKE, NJ
CETERA INVESTMENT ADVISERS LLC · SPRING LAKE HEIGHTS, NJ

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