Best Investors Account Sign in
Inactive

Laura Marie Hickman

Mai Capital Management, LLC

Spring Lake, NJ

CRD 5312441

Claim This Profile
Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-03
NY RA APPROVED 2025-01-03
  • NJ RA
    APPROVED
    Since 2025-01-03
  • NY RA
    APPROVED
    Since 2025-01-03

Branch Locations

215 Morris Avenue 2Nd Floor Suite 7, Spring Lake, NJ 07762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jmp Securities New York NY 02/2011 07/2021
Benchmark Investments, Llc New York NY 07/2021 10/2022
Stifel, Nicolaus & Company, Incorporated New York NY 10/2022 11/2024
Mai Capital Management, Llc New York NY 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-21
S63 Uniform Securities Agent State Law Examination 2007-09-17
  • S65 Uniform Investment Adviser Law Examination
    2022-12-21
  • S63 Uniform Securities Agent State Law Examination
    2007-09-17
Other Names
  • Laura Marie Fieseler
  • Laura Marie Fieseler
  • Laura Marie Hickman
  • Laura Hickman

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Spring Lake, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor