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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-18
  • FL RA
    APPROVED
    Since 2023-12-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Saint Augustine, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Jacksonville FL 02/2010 12/2021
Empower Financial Services, Inc Greenwood Village CO 11/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2023 Present
Unemployed St. Augustine FL 12/2021 12/2022
Infosys Wayne PA 12/2022 02/2023
Unemployed Saint Augustine FL 02/2023 11/2023
  • 02/2010 → 12/2021
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 11/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2023 → Present
    Greenwood Village, CO
  • 12/2021 → 12/2022
    Unemployed
    St. Augustine, FL
  • 12/2022 → 02/2023
    Infosys
    Wayne, PA
  • 02/2023 → 11/2023
    Unemployed
    Saint Augustine, FL
Other Businesses

Business name -Saint Augustine Peanut Co.: Business is not investment related; address is 2761 Spinnerbait Ct, St. Augustine, FL 32092; business is a retailer of boiled peanuts; my position is "associate" - general assistance provided as needed to the owner who is a family friend; I started in October 2023; I devote approximately 4 hours per month to the business none of which is during securities trading hours; my role is making periodic purchases of wholesale boiled peanuts for retail distribution and assistance with product and marketing strategies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-16
S63 Uniform Securities Agent State Law Examination 2010-06-16
  • S66 Uniform Combined State Law Examination
    2023-10-16
  • S63 Uniform Securities Agent State Law Examination
    2010-06-16
Other Names
  • David Joseph Saliger

View on SEC IAPD

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