Luis Munoz

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 02/2017
  Bbtis
  Coral Springs, FL
• 03/2017 → 05/2019
  Regions Bank
  Plantation, FL
• 03/2017 → 05/2019
  Cetera Investment Advisers Llc
  Plantation, FL
• 03/2017 → 05/2019
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2019 → 12/2019
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 04/2020 → Present
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 01/2020 → 03/2020
  Unemployed
  Miami, FL

Previous Registrations

• 2019-06-17 → 2020-01-07
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2017-03-15 → 2019-06-04
  Cetera Investment Advisers Llc
  Cooper City, FL
  Plantation, FL
• 2016-07-07 → 2017-02-24
  Bb&T Investment Services, Inc.
  Margate, FL
  Charlotte, NC
  Coral Springs, FL
  Davie, FL
  Plantation, FL
  Plantation, FL
  Sunrise, FL
  Margate, FL
  Tamarac, FL
  Coral Springs, FL
  Pompano Beach, FL
  Orlando, FL
• 2005-10-24 → 2016-06-16
  Cuso Financial Services, L.P.
  Lauderhill, FL
  Davie, FL
  Davie, FL
  Margate, FL
  Pembroke Pines, FL
  Hollywood, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-12
• S63 Uniform Securities Agent State Law Examination
  1996-07-31

Other Names

• Luis Angel Munoz