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Luis Munoz

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Hialeah, FL

Hialeah, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-01
FL RA APPROVED 2020-05-18
  • TX RA
    APPROVED
    Since 2026-04-01
  • FL RA
    APPROVED
    Since 2020-05-18

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

6707 Nw 186Th St, Hialeah, FL 33015 • United States

1137 W 68Th St, Hialeah, FL 33014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Coral Springs FL 07/2016 02/2017
Regions Bank Plantation FL 03/2017 05/2019
Cetera Investment Advisers Llc Plantation FL 03/2017 05/2019
Cetera Investment Services Llc St Cloud MN 03/2017 05/2019
Wells Fargo Clearing Services, Llc Miami FL 06/2019 12/2019
Wells Fargo Clearing Services, Llc Miami FL 04/2020 Present
Unemployed Miami FL 01/2020 03/2020
Previous Registrations
  • 2019-06-17 → 2020-01-07
    Wells Fargo Clearing Services, Llc
    Miami, FL
  • 2017-03-15 → 2019-06-04
    Cetera Investment Advisers Llc
    Cooper City, FL
    Plantation, FL
  • 2016-07-07 → 2017-02-24
    Bb&T Investment Services, Inc.
    Margate, FL
    Charlotte, NC
    Coral Springs, FL
    Davie, FL
    Plantation, FL
    Plantation, FL
    Sunrise, FL
    Margate, FL
    Tamarac, FL
    Coral Springs, FL
    Pompano Beach, FL
    Orlando, FL
  • 2005-10-24 → 2016-06-16
    Cuso Financial Services, L.P.
    Lauderhill, FL
    Davie, FL
    Davie, FL
    Margate, FL
    Pembroke Pines, FL
    Hollywood, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-12
S63 Uniform Securities Agent State Law Examination 1996-07-31
  • S65 Uniform Investment Adviser Law Examination
    2005-10-12
  • S63 Uniform Securities Agent State Law Examination
    1996-07-31
Other Names
  • Luis Angel Munoz

View on SEC IAPD

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ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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