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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-14 |
| NV | RA | APPROVED | 2018-08-27 |
| CA | RA | APPROVED | 2009-02-23 |
Branch Locations
6900 S. Mccarran Blvd., Reno, NV 89509 • United States
Reno Nevada, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Reno | NV | 02/2009 | Present |
1)MOUNTAINS COMMUNITY HOSPITAL / 29101 HOSPITAL RD P. O. BOX 70 LAKE ARROWHEAD CA 92352 / GOVERNMENTAL ENTITY / HEALTH CARE & PHARMACEUTICALS / COMMITTEE MEMBER SERVING ON THE FINANCE COMMITTEE AND BOARD MEMBER / MEMBER OF BOARD OF DIRECTORS / START DATE 04/09/2009 / 2 DAYS PER MONTH, 4 HR MEETINGS AFTER WORK. 2)LAKE ARROWHEAD HOSPITAL FOUNDATION / HOSPITAL RD LAKE ARROWHEAD CA 92352 / MANAGING DONATIONS FOR THE BENEFIT OF LAKE ARROWHEAD HOSPITAL / MEMBER OF BOARD OF DIRECTORS / SERVING ON INVESTMENT COMMITTEE TO OVERSEE INVESTMENT SELECTIONS OF CHARITABLE DONATIONS FOR HOSPITAL AND SERVING ON THE BOARD / START DATE 03/10/2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-03 |
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