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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-30
  • OH RA
    APPROVED
    Since 2026-03-30

Branch Locations

West Chester, OH • United States

10151 Carver Rd Suite 100, Cincinnati, OH 45242 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 08/2014 09/2021
L.M. Kohn & Company Cincinnati OH 09/2021 03/2026
Wealth Enhancement Group West Chester OH 03/2026 Present
Wealth Enhancement Advisory Services West Chester OH 03/2026 Present
Wealth Enhancement Brokerage Services West Chester OH 03/2026 Present
  • 08/2014 → 09/2021
    Fifth Third Securities
    Cincinnati, OH
  • 09/2021 → 03/2026
    L.M. Kohn & Company
    Cincinnati, OH
  • 03/2026 → Present
    Wealth Enhancement Group
    West Chester, OH
  • 03/2026 → Present
    Wealth Enhancement Advisory Services
    West Chester, OH
  • 03/2026 → Present
    Wealth Enhancement Brokerage Services
    West Chester, OH
Previous Registrations
  • 2021-10-04 → 2025-12-16
    L.M. Kohn & Company
    Cincinnati, OH
    Cincinnati, OH
  • 2015-01-20 → 2021-10-06
    Cincinnati, OH
Other Businesses

1. POA FOR PARENT - CHESTER, OH - 4 HOURS SPENT PER MONTH WITH 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-20
S63 Uniform Securities Agent State Law Examination 1999-05-10
  • S66 Uniform Combined State Law Examination
    2015-01-20
  • S63 Uniform Securities Agent State Law Examination
    1999-05-10
Other Names
  • Bob Chess
  • Robert H Jr Chess
  • Robert Hubert Chess

View on SEC IAPD

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