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Current Employers
Oriental Financial Services Llc

254 Munoz Rivera Ave 11Th Floor, San Juan, PR 00918 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2022-07-29
  • PR RA
    APPROVED
    Since 2022-07-29

Branch Locations

254 Munoz Rivera Ave 11Th Floor, San Juan, PR 00918 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Juan PR 01/2002 04/2022
Oriental Financial Services San Juan PR 06/2022 Present
Previous Registrations
Other Businesses

True Substance and Vitallity / PMB 239 1357 Ashford Ste.2 San Juan,Puerto Rico 00907 / Partnership/ Other Tratamiento Conductual Adicciones / Rehabilitacion a corto plazo adictos sustancias / Other / Presidente y socio mayoritario / Activista en percepcion publica / Start Date 8/1/16 / Personal Second Home / United States / Paseo Alhambra 1-12 Torrimar, San Juan, Puerto Rico 00966 / Real Estate rental home / Officer / Administration / Receive Compensation?: YES / Start Date 1/1/2019. Events productions / Production of seminars and other events mainly to promote Wellbeing and addiction recovery.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2017-12-01
Other Names
  • Casto Coll Del Rio
  • Miguel Coll
  • C. Miguel Coll

View on SEC IAPD

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