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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-13 |
| TN | RA | APPROVED | 2024-01-09 |
Branch Locations
1648 Westgate Circle Ste 101, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Franklin | TN | 04/2009 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Spring Hill | TN | 06/2009 | 07/2021 |
| Hope Clinic For Women | Nashville | TN | 03/2011 | 07/2021 |
| Saltwater Therapy | Spring Hill | TN | 07/2018 | 07/2021 |
| Lpl Financial Llc | Brentwood | TN | 07/2021 | Present |
1- 09/13/2021 - Franklin Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - Brentwood, TN 37027 - Start Date:07/23/2021 - 40 HR MNTH & 40 HR During Trading 2- 11/15/2021 - Saltwater Therapy - Other - MIRAMAR BEACH FL - Start Date:5/2018 - 0 Hrs/Mth - 0 Hrs During Trading. 3- 01/29/2024 - Associates of Clifton Park - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/19/2023 - 6 Hours Per Month/ During Trading 4) 06/02/2025 - Saltwater Daze - Investment Related - Destin, FL - Real Estate Rental - Start Date:05/01/2023 - 3 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-24 |
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