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Michael Gerard Pento

Pento Portfolio Strategies, LLC

Naples, FL

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Current Employers
Pento Portfolio Strategies, Llc

999 Vanderbilt Beach Rd, Suite 200, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-05
NV RA APPROVED 2021-01-22
WI RA APPROVED 2021-01-07
CO RA APPROVED 2021-01-04
WA RA APPROVED 2020-08-31
VA RA APPROVED 2020-06-05
AZ RA APPROVED 2019-07-16
PA RA APPROVED 2018-12-03
LA RA APPROVED 2018-08-24
TX RA APPROVED 2015-05-13
FL RA APPROVED 2014-01-03
CA RA APPROVED 2013-01-03
NJ RA APPROVED 2011-11-04
  • OH RA
    APPROVED
    Since 2021-02-05
  • NV RA
    APPROVED
    Since 2021-01-22
  • WI RA
    APPROVED
    Since 2021-01-07
  • CO RA
    APPROVED
    Since 2021-01-04
  • WA RA
    APPROVED
    Since 2020-08-31
  • VA RA
    APPROVED
    Since 2020-06-05
  • AZ RA
    APPROVED
    Since 2019-07-16
  • PA RA
    APPROVED
    Since 2018-12-03
  • LA RA
    APPROVED
    Since 2018-08-24
  • TX RA
    APPROVED
    Since 2015-05-13
  • FL RA
    APPROVED
    Since 2014-01-03
  • CA RA
    APPROVED
    Since 2013-01-03
  • NJ RA
    APPROVED
    Since 2011-11-04

Branch Locations

999 Vanderbilt Beach Rd, Suite 200, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pento Portfolio Strategies, Llc Holmdel NJ 09/2011 Present
Previous Registrations
  • 2010-09-21 → 2011-08-31
    A.G.P. / Alliance Global Partners
    Westport, CT
    New York, NY
    Newport Beach, CA
  • 2007-01-26 → 2009-12-31
    Delta Global Advisors
    Huntington Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-22
S63 Uniform Securities Agent State Law Examination 1994-02-18
  • S65 Uniform Investment Adviser Law Examination
    1999-04-22
  • S63 Uniform Securities Agent State Law Examination
    1994-02-18
Other Names
  • Michel Gerard Pento
  • Michael Pento

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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