Best Investors Account Sign in

Kevin Matthew Prell

Rbc Capital Markets, LLC

Farmington, CT

West Simsbury, CT

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-31
CT RA APPROVED 2022-09-28
  • TX RA
    APPROVED_RES
    Since 2024-01-31
  • CT RA
    APPROVED
    Since 2022-09-28

Branch Locations

30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States

West Simsbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Simsbury CT 05/2010 09/2022
Rbc Capital Markets, Llc Farmington CT 09/2022 Present
  • 05/2010 → 09/2022
    Ameriprise Financial Services, Inc.
    Simsbury, CT
  • 09/2022 → Present
    Rbc Capital Markets, Llc
    Farmington, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-15
S63 Uniform Securities Agent State Law Examination 1996-04-11
  • S66 Uniform Combined State Law Examination
    2010-06-15
  • S63 Uniform Securities Agent State Law Examination
    1996-04-11

View on SEC IAPD

Other Firms

NEW ENGLAND ASSET MANAGEMENT, INC.
CREATIVE PLANNING
MJP WEALTH ADVISORS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDELMAN FINANCIAL ENGINES
WELLS FARGO CLEARING SERVICES, LLC
HAVILAND & SAMS, LLC
EDWARD JONES

Other Investors

CHRISTIAN ADAM AUGER
SHAWN PATRICK MCGRANE
HUBERT PAUL KINGSLEY
MICHAEL STAMOS
Louis T Nistico
Nicolas Jude Suarez
Steven Eric Glick
Timothy John Fitzgerald

Other Offices

NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
CREATIVE PLANNING · Farmington, CT
NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
MJP WEALTH ADVISORS · FARMINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
EDELMAN FINANCIAL ENGINES · FARMINGTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
WELLS FARGO CLEARING SERVICES, LLC · FARMINGTON, CT

More in Farmington, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor