John David Allen

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-08-15
TX	RA	APPROVED_RES	2016-11-14
WA	RA	APPROVED	2014-11-07

FL RA
APPROVED

Since 2018-08-15
TX RA
APPROVED_RES

Since 2016-11-14
WA RA
APPROVED

Since 2014-11-07

Branch Locations

601 West Riverside Suite 1710, Spokane, WA 99201 • United States

Spokane, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Spokane	WA	11/2014	Present

11/2014 → Present

Robert W. Baird & Co. Incorporated

Spokane, WA

Previous Registrations

2014-07-18 → 2014-11-07

Mcadams Wright Ragen, Inc.

Spokane, WA

Spokane, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-03-17
S63	Uniform Securities Agent State Law Examination	1994-02-05

S65 Uniform Investment Adviser Law Examination

2014-03-17
S63 Uniform Securities Agent State Law Examination

1994-02-05

Other Names

J D Allen

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews