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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
MO RA APPROVED 2014-07-16
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • MO RA
    APPROVED
    Since 2014-07-16

Branch Locations

3660 S. Geyer Road Suite 200, St. Louis, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 06/2014 Present
Msmf Wealth Management St. Louis MO 06/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2014 Present
Eagle Ridge Investments Llc Wildwood MO 01/2017 11/2024
  • 06/2014 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2014 → Present
    Msmf Wealth Management
    St. Louis, MO
  • 07/2014 → Present
    Schaumburg, IL
  • 01/2017 → 11/2024
    Eagle Ridge Investments Llc
    Wildwood, MO
Other Businesses

1) MSMF WEALTH MANAGEMENT; INV REL; SAME AS REGISTERED LOCATION; WEALTH MANAGEMENT; 01/2019; 40 HRS/WK, 32.5 DURING TRADING HOURS; DIRECTOR OF PROTECTIVE PLANNING DEALING WITH ADVISERS OF THE MRO REGION AND THEIR CLIENTS WITH LIFE INSURANCE AND DISABILITY 2) LIFEBRIDGE INSURANCE SOLUTIONS; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA FOR MSMF - SONUS IS NOT A PAYING ENTITY & NO COMPENSATION WILL BE PAID BY SONUS ACTIVITIES AS IT IS A DBA; START DATE 11/2017 5-8 HOURS/WEEK DURING TRADING HOURS; DIRECTOR, MARKET THE EMPLOYEE BENEFIT SIDE OF THE BUSINESS. 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE AND ANNUITIES 4) NAME OF OTHER BUSINESS: SONUS BROKERAGE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION START DATE: 1/2016 NATURE OF BUSINESS: INSURANCE BROKERAGE AGENCY APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: ASSISTANT BRIEF DESCRIPTION OF DUTIES: ASSITANCE WITH CARRIER SELECTION, PRODUCT DESIGNS, UNDERWRITTEN ADVOCACY AND ADVICE 5)NAME OF OTHER BUSINESS: RED BUFFALO PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 03/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSEE MAINTENANCE OF PROPERTY AND COLLECT MONTHLY RENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-15
S63 Uniform Securities Agent State Law Examination 2012-06-06
  • S65 Uniform Investment Adviser Law Examination
    2014-07-15
  • S63 Uniform Securities Agent State Law Examination
    2012-06-06

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