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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-27 |
| MO | RA | APPROVED | 2014-07-16 |
Branch Locations
3660 S. Geyer Road Suite 200, St. Louis, MO 63127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2014 | Present |
| Msmf Wealth Management | St. Louis | MO | 06/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2014 | Present |
| Eagle Ridge Investments Llc | Wildwood | MO | 01/2017 | 11/2024 |
1) MSMF WEALTH MANAGEMENT; INV REL; SAME AS REGISTERED LOCATION; WEALTH MANAGEMENT; 01/2019; 40 HRS/WK, 32.5 DURING TRADING HOURS; DIRECTOR OF PROTECTIVE PLANNING DEALING WITH ADVISERS OF THE MRO REGION AND THEIR CLIENTS WITH LIFE INSURANCE AND DISABILITY 2) LIFEBRIDGE INSURANCE SOLUTIONS; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA FOR MSMF - SONUS IS NOT A PAYING ENTITY & NO COMPENSATION WILL BE PAID BY SONUS ACTIVITIES AS IT IS A DBA; START DATE 11/2017 5-8 HOURS/WEEK DURING TRADING HOURS; DIRECTOR, MARKET THE EMPLOYEE BENEFIT SIDE OF THE BUSINESS. 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE AND ANNUITIES 4) NAME OF OTHER BUSINESS: SONUS BROKERAGE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION START DATE: 1/2016 NATURE OF BUSINESS: INSURANCE BROKERAGE AGENCY APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: ASSISTANT BRIEF DESCRIPTION OF DUTIES: ASSITANCE WITH CARRIER SELECTION, PRODUCT DESIGNS, UNDERWRITTEN ADVOCACY AND ADVICE 5)NAME OF OTHER BUSINESS: RED BUFFALO PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 03/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSEE MAINTENANCE OF PROPERTY AND COLLECT MONTHLY RENT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-06 |
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