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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-02 |
| TX | RA | APPROVED_RES | 2025-06-25 |
Branch Locations
5885 Landerbrook Dr. Suite 304, Mayfield Heights, OH 44124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Mayfield Heights | OH | 03/2007 | 06/2025 |
| B. Riley Wealth Advisors, Inc. | Mayfield Heights | OH | 07/2022 | 06/2025 |
| The Oasis Asset Management Group Inc | Mayfield | OH | 11/2005 | Present |
| Sajob, Inc. | Mayfield | OH | 01/2006 | Present |
| C And Z Properties Llc | Beachwood | OH | 07/2007 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2025 | Present |
| Brj Capital Properties Llc | Beachwood | OH | 02/2026 | Present |
1. NAME OF OTHER BUSINESS: C AND Z PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: BEACHWOOD, OH NATURE OF BUSINESS: REAL ESTATE START DATE: 07/2007 POSITION/TITLE/RELATIONSHIP: MEMBER / CO-OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUY AND SELL HOUSES TO FLIP 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/1994 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: SOCIETY FOR FINANCIAL AWARENESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NON-PROFIT ORGANIZATION START DATE: 01/2012 POSITION/TITLE/RELATIONSHIP: MEMBER / SPEAKER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: WE PROVIDE FINANCIAL LITERACY SEMINARS 4. NAME OF OTHER BUSINESS: SAJOB, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PASS THROUGH ENTITY FOR TAX PURPOSES START DATE: 01/2006 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: S CORP THAT I PASS THROUGH MY BUSINESS INCOME FOR TAX PURPOSES AS WELL AS HEALTHCARE. 5. NAME OF OTHER BUSINESS:THE OASIS ASSET MANAGEMENT GROUP INC INVESTMENT RELATED:YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2005 POSITION/TITLE/RELATIONSHIP: C.O.O. / FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: ENTITY NAME FOR MARKETING OUR BUSINESS; MANAGED MONEY, INVESTMENTS, INSURANCE AND ADVICE. 6. NAME OF OTHER BUSINESS: BRJ CAPITAL PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL AND VACATION PROPERTY; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL AND VACATION PROPERTY; 7. NAME OF OTHER BUSINESS: SUCCESSOR FOR CLIENTS TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE FOR TRUST; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO ACT AS SUCCESSOR TRUSTEE WHEN /IF TRUSTEE DIES OR CANNOT ACT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-29 |
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