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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-07-02
TX RA APPROVED_RES 2025-06-25
  • OH RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED_RES
    Since 2025-06-25

Branch Locations

5885 Landerbrook Dr. Suite 304, Mayfield Heights, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Mayfield Heights OH 03/2007 06/2025
B. Riley Wealth Advisors, Inc. Mayfield Heights OH 07/2022 06/2025
The Oasis Asset Management Group Inc Mayfield OH 11/2005 Present
Sajob, Inc. Mayfield OH 01/2006 Present
C And Z Properties Llc Beachwood OH 07/2007 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
Cetera Wealth Services, Llc El Segundo CA 06/2025 Present
Brj Capital Properties Llc Beachwood OH 02/2026 Present
  • 03/2007 → 06/2025
    B. Riley Wealth Management
    Mayfield Heights, OH
  • 07/2022 → 06/2025
    Mayfield Heights, OH
  • 11/2005 → Present
    The Oasis Asset Management Group Inc
    Mayfield, OH
  • 01/2006 → Present
    Sajob, Inc.
    Mayfield, OH
  • 07/2007 → Present
    C And Z Properties Llc
    Beachwood, OH
  • 06/2025 → Present
    Schaumburg, IL
  • 06/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2026 → Present
    Brj Capital Properties Llc
    Beachwood, OH
Previous Registrations
  • 2022-08-09 → 2025-07-10
    Mayfield Heights, OH
  • 2007-03-01 → 2022-12-31
    B. Riley Wealth Management
    Memphis, TN
    Mayfield Heights, OH
    Nashville, TN
  • 2005-11-22 → 2007-03-01
    Capital Securities Of America, Inc.
    Mayfield Heights, OH
  • 2003-04-08 → 2005-11-29
    Advest, Inc.
    Beachwood, OH
Other Businesses

1. NAME OF OTHER BUSINESS: C AND Z PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: BEACHWOOD, OH NATURE OF BUSINESS: REAL ESTATE START DATE: 07/2007 POSITION/TITLE/RELATIONSHIP: MEMBER / CO-OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUY AND SELL HOUSES TO FLIP 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/1994 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: SOCIETY FOR FINANCIAL AWARENESS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NON-PROFIT ORGANIZATION START DATE: 01/2012 POSITION/TITLE/RELATIONSHIP: MEMBER / SPEAKER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: WE PROVIDE FINANCIAL LITERACY SEMINARS 4. NAME OF OTHER BUSINESS: SAJOB, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PASS THROUGH ENTITY FOR TAX PURPOSES START DATE: 01/2006 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: S CORP THAT I PASS THROUGH MY BUSINESS INCOME FOR TAX PURPOSES AS WELL AS HEALTHCARE. 5. NAME OF OTHER BUSINESS:THE OASIS ASSET MANAGEMENT GROUP INC INVESTMENT RELATED:YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2005 POSITION/TITLE/RELATIONSHIP: C.O.O. / FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: ENTITY NAME FOR MARKETING OUR BUSINESS; MANAGED MONEY, INVESTMENTS, INSURANCE AND ADVICE. 6. NAME OF OTHER BUSINESS: BRJ CAPITAL PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL AND VACATION PROPERTY; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL AND VACATION PROPERTY; 7. NAME OF OTHER BUSINESS: SUCCESSOR FOR CLIENTS TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE FOR TRUST; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO ACT AS SUCCESSOR TRUSTEE WHEN /IF TRUSTEE DIES OR CANNOT ACT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-22
S63 Uniform Securities Agent State Law Examination 1994-06-29
  • S65 Uniform Investment Adviser Law Examination
    1994-07-22
  • S63 Uniform Securities Agent State Law Examination
    1994-06-29

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