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2212 Queen Anne Avenue North #931, Seattle, WA 98109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-06-25 |
| NV | RA | APPROVED | 2020-10-20 |
| WA | RA | APPROVED | 2020-09-22 |
Branch Locations
2212 Queen Anne Avenue North #931, Seattle, WA 98109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ek Riley Investments, Llc | Seattle | WA | 05/2002 | 11/2020 |
| Colmina, Llc | Seattle | WA | 09/2020 | Present |
| Stillwater Analytics Llc | Seattle | WA | 09/2020 | 12/2022 |
| Luminae, Llc | Seattle | WA | 01/2025 | Present |
1) RILEY SEXTON VINTNERS, OWNER/Chair/CEO, WINE PRODUCER & RETAILER,1403 DEXTER AVE. SEATTLE, WA 98109 NON-INVESTMENT RELATED 5 HOURS PER WEEK OUTSIDE OF SECURITIES TRADING HOURS, start 2010. 2) Luminae, LLC, Consultant, provides consulting services to financial professionals on a variety of industry topics, 2212 Queen Anne Ave N #931-A, Seattle, WA 98109, non-investment related, 5 hours per month during securities trading hours, start 01/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-14 |
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