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Tradewinds Capital Management, LLC CRD 145934
$727M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-22 |
| WA | RA | APPROVED | 2008-03-25 |
Branch Locations
2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradewinds Capital Management, Llc | Bellingham | WA | 03/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-13 |
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