Jon Patrick Topolski

Current Employers

Employment History

• 07/2009 → 09/2022
  First Allied Securities Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Broken Arrow, OK

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Dripping Springs, TX
  Broken Arrow, OK
  Dallas, TX
  Frisco, TX
  Broken Arrow, OK
  Little Rock, AR
• 2009-07-07 → 2012-07-02
  First Allied Securities, Inc.
  Broken Arrow, OK
  Dripping Springs, TX
  Blaine, MN
  Dripping Springs, TX
  San Diego, CA
  Frisco, TX
  Plano, TX
  Dallas, TX
  Little Rock, AR
• 2005-12-12 → 2009-05-13
  Ubs Financial Services Inc.
  The Woodlands, TX
  The Woodlands, TX
  Austin, TX

Other Businesses

1.) INDEPENDENT INSURANCE BROKER. IT IS NOT INVESTMENT RELATED, I DO NOT SELL VARIABLE PRODUCTS. START DATE: APRIL, 2009. I DEVOTE 20 HOURS PER WEEK TO THE BUSINESS AND 4 HOURS A DAY FIVE DAYS A WEEK. I HELP PEOPLE FIND LIFE INSURANCE. 2.) BASEBALL HITTING INSTRUCTOR. NON-INVESTMENT. 2 HOURS PER WEEK, NOT DURING TRADING HOURS. PERSONAL HITTING COACH FOR HIGH SCHOOL AND COLLEGIATE ATHLETES. 3.) VINEYARD FINANCIAL GROUP, INC. DBA. President. STARTED 6/1/2009. SALES AND MARKETING OF INSURANCE PRODUCTS AND COLLECTION OF RENT FROM SUBLET TENANT. 5 HOURS

Exams

• S66 Uniform Combined State Law Examination
  2005-12-09

Designations

Other Names

• Jon Topolski