Robert Erick Brock

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2003 → Present
  Robert Brock, Inc
  Pasadena, CA
• 01/2026 → Present
  Cetera Wealth Networks
  Glendora, CA

Other Businesses

1) SELLS FIXED AND HEALTH INSURANCE 2) NAME OF OTHER BUSINESS: WARM AN LOVING MINISTRIES, INVESTMENT RELATED: NO, ADDRESS: 1312 N KEYSTONE ST, BURBANK, CA 91506, NATURE OF BUSINESS: COUNSELING AND TRAINING CENTER, START DATE: 2011, POSITION/TITLE/RELATIONSHIP: FINANCIAL OFFICER, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ANALYSIS OF FINANCIALS, INVOLVED IN DECISION-MAKING FOR ALLOCATION OF FUNDS FOR EXPENSES.; 3) NAME OF OTHER BUSINESS: ROBERT BROCK, INC. INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOURE PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ESTABLISHED FOR TAX PURPOSES ONLY; 4) NAME OF OTHER BUSINESS: CETERA WEALTH NETWORKS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 32, APX NUMBER OF HOURS DURING TRADING HOURS: 12, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-28

Other Names

• Rob Brock