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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-01-01
TX RA APPROVED_RES 2018-06-01
  • ND RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2018-06-01

Branch Locations

3050 Sienna Dr S Ste 100, Fargo, ND 58104 • United States

46 N Broadway, Pelican Rapids, MN 56572 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Grand Forks ND 11/2015 11/2017
Lpl Financial Llc Fargo ND 11/2017 Present
Ica Group Wealth Management, Llc Fargo ND 11/2021 06/2024
  • 11/2015 → 11/2017
    Investment Centers Of America, Inc.
    Grand Forks, ND
  • 11/2017 → Present
    Fargo, ND
  • 11/2021 → 06/2024
    Ica Group Wealth Management, Llc
    Fargo, ND
Previous Registrations
  • 2021-12-06 → 2024-09-23
    Ica Group Wealth Management, Llc
    Fargo, ND
    Denver, CO
  • 2015-11-30 → 2017-11-29
    Investment Centers Of America, Inc.
    Pelican Rapids, MN
    Fargo, ND
    Lamoure, ND
    West Fargo, ND
    Appleton, WI
  • 2012-02-22 → 2015-12-01
    Securities America Advisors, Inc.
    Fargo, ND
    Pelican Rapids, MN
    Pelican Rapids, MN
  • 2003-06-25 → 2012-02-23
    Investment Centers Of America, Inc.
    Fargo, ND
    Pelican Rapids, MN
    Enderlin, ND
    Fargo, ND
    Pelican Rapids, MN
    Moorhead, MN
Other Businesses

1. 11/29/2017 - MCINTYRE WEALTH MANAGEMENT INC. - Not Investment Related - 3050 Sienna Dr S, Fargo ND 58104 - Business Entity For Tax/Investment Purposes Only - Start Date 11/14/2012 - 4 Hours Per Month/4 Hours During Securities Trading. 2. 11/29/2017 - Choice Financial Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 10/2/2018 - Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/18/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 4. 4. 4/4/2019 - Choice Wealth - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/06/2018 - 2 Hours Per Month/0 Hours During Securities Trading - Fixed Insurance. 5. 10/21/2021 - ICAG Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/20/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 6. 12/23/2021 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/06/2021 - 100 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 08/03/2022 -BBM Properties LLC- Not Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Partner- Start Date- 07/12/2022- 0 Hours Per Month/ 0 Hours During Securities Trading 8. 8/04/2022- GPFG LLC- Investment Related- At Reported Business Location(s)- Business Entity For Tax/Investment Purposes Only- Partner- Start Date- 06/29/2022- 0 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-17
S63 Uniform Securities Agent State Law Examination 1994-02-08
  • S66 Uniform Combined State Law Examination
    2003-06-17
  • S63 Uniform Securities Agent State Law Examination
    1994-02-08

View on SEC IAPD

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