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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| KS | RA | APPROVED | 2022-02-01 |
Branch Locations
7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States
124 S. Baltimore Avenue Suite F, Derby, KS 67037-1449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cross Valley K9 | Mulvane | KS | 12/2009 | Present |
| Gwfs Equities, Inc. | Mulvane | KS | 01/2015 | 01/2022 |
| Voya Financial Advisors, Inc. | Derby | KS | 01/2022 | Present |
NAME OF ENTITY:Cross Advisory Group; Yes; 124 S Baltimore Ave Ste F; Derby; KS; 67037; Financial advice and servicing existing clients; 2nd Vice President; 1/1/2022; 160; 160; Retail financial advisory services|NAME OF ENTITY:Cross Financial Services, Inc.; Yes; 124 S Baltimore Ave Ste F; Derby; KS; 67037; Non-securities sales & servicing fixed business; Account Executive; 1/1/2022; 160; 160; selling & servicing life/fixed insurance products, running proposals, answering phone calls|NAME OF ENTITY:Cross Valley K9, LLC; No; 1590 E 132nd Ct N; Mulvane; KS; 67110; Dog breeder, trainer, and importer; Member; 1/1/2022; 30; 0; Caring for dogs, training, and importing working dogs, selling dogs and equipment|NAME OF ENTITY: Independent Insurance Agent; Yes; 124 S Baltimore Ave Ste F; Derby; KS; 67037; Fixed Insurance Sales; Independent Insurance Agent; 1/21/2022; 160; 160; Sales of Fixed Insurance products|NAME OF ENTITY:Trinity Academy; No; 12345 E 21st St N; Wichita; KS; 67206; softball coach; Head Softball Coach; 3/1/2020; 20; 4; softball coach|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-21 |
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