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Susan S. Garber Johnson

LPl Financial LLC

Sheridan, WY

CRD 5037399

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-14
WY RA APPROVED 2026-01-14
  • TX RA
    APPROVED
    Since 2026-01-14
  • WY RA
    APPROVED
    Since 2026-01-14

Branch Locations

45 N Main Street., Sheridan, WY 82801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Sheridan WY 08/2005 Present
Lpl Financial Llc Sheridan WY 01/2026 Present
Previous Registrations
Other Businesses

1- 01/2026 / Legacy Ridge Private Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 130 hrs during trading / At reported business location(s) 2- 01/2026 / Susan Story Garber-Johsnon Original Art / Artist/ Musician / Not Investment Related / 10 hrs mth / 55 hrs during trading / Story, WY / Start date: 11/01/2022 3- 01/2026 / Pneuma Camp at Story / Business Owner / Not Investment Related / 20 hrs mth / 10 hrs during trading / Story, WY / Start date: 04/04/2020 4- 03/10/2026 - LegacyWorth Framework - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/20/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-15
  • S66 Uniform Combined State Law Examination
    2005-11-15
Other Names
  • Susie Ponce
  • Susan S.G. Ponce
  • Susan S.G. Garber Johnson

View on SEC IAPD

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