Francisco Javier Mosier

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 01/2017
  Transamerica Financial Advisors, Inc.
  Phoenix, AZ
• 05/2016 → 04/2017
  Signator Investors, Inc.
  Phoenix, AZ
• 04/2017 → Present
  Osaic Wealth, Inc.
  Phoenix, AZ

Previous Registrations

• 2017-01-13 → 2017-04-12
  Signator Investors, Inc.
  Phoenix, AZ
  Honolulu, HI
  Lafayette, CA
  Honolulu, HI

Other Businesses

1) QUALITY FINANCIAL GROUP, LLC, 2990 E. Northern Ave, Suite D104, PHOENIX, AZ 85028. SELLS INSURANCE AND SECURITIES. INVESTMENT RELATED. 120 HRS/MO... 2) PRECISION ALTERATIONS, LLC 2990 E. Northern Ave, Suite D104, PHOENIX, AZ 85028. OWNER OF TAILOR SHOPS. NON-INVESTMENT RELATED. 8 HRS/MO..... 3) PRECISION ALTERATIONS, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 10/16/2002 ADDRESS: 2990 E. Northern Ave, Suite D104, Phoenix AZ 85028, United States DESCRIPTION: Scheduling of employees, order supplies, hire employees, get contracts. 4) QUALITY FINANCIAL GROUP, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/13/1998 ADDRESS: 2990 E. Northern Ave, Suite D104, Phoenix AZ 85028, United States DESCRIPTION: Quality Finanical Group, LLC iis a DBA for my Securities business and insurance 5) VAN ALLAN'S MENS FASHION, LLC POSITION: Member NATURE: LLC and file taxes as S corp INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2021 ADDRESS: 4539 E Thomas Rd, Suit 104, Phoenix AZ 85018, United States DESCRIPTION: duty would include selling on saturday, Pay Quarterly sales tax. Pay all out going bills.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-25
• S63 Uniform Securities Agent State Law Examination
  1994-01-28

Other Names

• Frank Mosier