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Timothy Evan Headings

Tiaa-Cref Individual & Institutional Services, LLC

Seattle, WA

Everett, WA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-01
AL RA APPROVED 2025-08-21
WA RA APPROVED 2017-03-09
  • TX RA
    APPROVED_RES
    Since 2026-06-01
  • AL RA
    APPROVED
    Since 2025-08-21
  • WA RA
    APPROVED
    Since 2017-03-09

Branch Locations

617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States

Everett, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Seattle WA 03/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 03/2017 Present
Unemployed Seattle WA 07/2016 03/2017
Previous Registrations
  • 2010-03-30 → 2016-08-11
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Seattle, WA
    Roseville, CA
    Seattle, WA
    Edmonds, WA
    Seattle, WA
    Tacoma, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Bellevue, WA
    Bellevue, WA
    Seattle, WA
    Edmonds, WA
    Bellevue, WA
    Seattle, WA
    Menlo Park, CA
    New York, NY
  • 1998-07-01 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-02
S63 Uniform Securities Agent State Law Examination 1994-01-27
  • S65 Uniform Investment Adviser Law Examination
    1998-01-02
  • S63 Uniform Securities Agent State Law Examination
    1994-01-27
Other Names
  • Tim Headings
  • Tim Headings
  • Timothy Evan Headings
  • Tim Headings
  • Timothy E Headings

View on SEC IAPD

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