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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-18 |
| NY | RA | APPROVED | 2024-06-21 |
| CA | RA | APPROVED | 2024-06-12 |
Branch Locations
102 Edgewood Dr., Oceanside,, CA 92054 • United States
780 3Rd Ave 19Th Floor, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | New York | NY | 09/2016 | 06/2024 |
| Ic Advisory Services Inc | New York | NY | 09/2016 | 06/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2024 | Present |
1) CATAPULT HQ INC, 9130 MAN OF WAR DR WAXHAW NC, 05/2021, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO 0 HR/MO TRADING 2) ENOS CONSULTING GROUP INC, 21 W 46TH ST STE 801 NEW YORK NY, 04/2024, 1099 Contractor, NIR, 200 HR/MO 150 HR/MO TRADING 3) CATAPULT HQ INC, 9130 MAN OF WAR DR WAXHAW NC, 05/2021, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO 0 HR/MO TRADING 4) BNE STRATEGIES INC, 6039 COLLINS AVE #631 MIAMI BEACH FL, 05/2019, PRESIDENT, CONSULTING/COACHING, NIR, 10 HR/MO 4 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, 06/2024, INV REL, 80 HR/MO 40 HR/MO TRADING 6) ENOS MANAGEMENT GROUP LLC, 6365 COLLINGS AVE #4301 MIAMI BEACH FL, 08/2024, OWNER, REAL ESTATE, NIR, 2 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-26 |
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