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Daniel Dale Sponseller

J.P. Morgan Securities LLC

Oceanside, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-14
  • CA RA
    APPROVED
    Since 2016-01-14

Branch Locations

1040 Mission Avenue, Oceanside, CA 92054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oceanside CA 01/2016 Present
Jpmc Bank Na (Southwest) Oceanside CA 01/2016 Present
Previous Registrations
  • 2013-06-21 → 2014-01-16
    Edward Jones
    Vista, CA
    Vista, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-20
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2013-06-20
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Dan Sponseller
  • Daniel D Sponseller

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · OCEANSIDE, CA
J.P. MORGAN SECURITIES LLC · OCEANSIDE, CA
NAVY FEDERAL INVESTMENT SERVICES, LLC · Oceanside, CA
FIRST COMMAND ADVISORY SERVICES · Oceanside, CA
FIRST COMMAND ADVISORY SERVICES · Oceanside, CA
ALIGNED ADVISORS · OCEANSIDE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEANSIDE, CA
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