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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-20 |
| CA | RA | APPROVED | 2018-11-01 |
Branch Locations
615 College Blvd., Oceanside, CA 92057 • United States
4147 Oceanside Blvd, Oceanside, CA 92056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Carlsbad | CA | 01/2013 | Present |
| Jp Morgan Chase Bank | Carlsbad | CA | 04/2009 | 04/2020 |
| Jpmorgan Chase Bank, N.A. | Oceanside | CA | 04/2020 | Present |
| Independent Hobby | San Marcos | CA | 01/2025 | Present |
Entity Name: Independent Hobby Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Selling sports memorabilia that I own using eBay platform to do so
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-01 |
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