Kirk Allen Bergin

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → Present
  Kirk Bergin-Sole Proprietor
  San Antonio, TX
• 10/2010 → 04/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 12/2010 → Present
  Bergin Wealth Management Llc
  San Antonio, TX
• 04/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2010-12-01 → 2019-04-24
  Global Financial Private Capital, Inc.
  Boerne, TX
  Sarasota, FL
  San Antonio, TX

Other Businesses

(1) Kirk Bergin; Sole Proprietor; Investment Related; Life Insurance Agent; 904 S. Main Street, Boerne, TX 78006; Annuity & Life Insurance Sales; Owner - sole proprietor; Start 11/29/2005; 40-80 hrs/mo; 40-80 hrs/mo during training. (2) BERGIN INVESTMENT MANAGEMENT, LLC; DBA; INVESTMENT RELATED; 904 S. Main Street, Boerne, TX 78006; Owner. (3) Bergin Financial Group, Inc.; Not investment related; PO Box 2395, Boeme, TX 78006; Life insurance, Fixed annuity and Long Term Care Insurance sales; CEO/Agent; Start 7/1/2024; 40 hours/month during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-29
• S63 Uniform Securities Agent State Law Examination
  1994-02-25