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700 Corporate Parkway, Birmingham, AL 35242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2007-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Birmingham | AL | 01/2001 | 08/2024 |
| Southern Financial Group, Llc | Birmingham | AL | 11/2006 | Present |
| Osaic Wealth, Inc. | Birmingham | AL | 08/2024 | Present |
1) SOUTHERN FINANCIAL GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/2006 ADDRESS: 700 Corporate Parkway, Birmingham, AL 35242 DESCRIPTION: RIA, FINANCIAL ADVISOR AND CCO 2) SOUTHERN RENTAL GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2-3 SECURITIES TRADING HOURS: 0 START DATE: 5/15/2015 ADDRESS: 45 Spring Valley Dr, Chelsea, AL 35043 DESCRIPTION: owner of residential rental property 3) SOUTHERN FINANCIAL GROUP LLC POSITION: Owner/Partner NATURE: Tax Return Preparation INVESTMENT RELATED: Yes NUMBER OF HOURS: Part Time during Tax Filing Season SECURITIES TRADING HOURS: START DATE: 3/2007 ADDRESS: 700 Corporate Parkway, Birmingham, AL 35242 DESCRIPTION: tax preparation/planning 4) SOUTHERN PROPERTIES GROUP LLC POSITION: Owner NATURE: Rental of Office Building INVESTMENT RELATED: No NUMBER OF HOURS: 2-4 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2017 ADDRESS: 700 Corporate Parkway, Birmingham, AL 35242 DESCRIPTION: General Maintenance/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-12 |
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