David Franklin Painter

Employer firm

Southern Financial Group, LLC CRD 142644

$1.05B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• CONSULTING, TAX PREPARATION, ESTATE SETTLEMENT SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 08/2024
  Triad Advisors, Inc.
  Birmingham, AL
• 11/2006 → Present
  Southern Financial Group, Llc
  Birmingham, AL
• 08/2024 → Present
  Osaic Wealth, Inc.
  Birmingham, AL

Previous Registrations

• 2006-01-26 → 2007-04-25
  Money Management Services Inc
  Birmingham, AL

Other Businesses

1) SOUTHERN FINANCIAL GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/2006 ADDRESS: 700 Corporate Parkway, Birmingham, AL 35242 DESCRIPTION: RIA, FINANCIAL ADVISOR AND CCO 2) SOUTHERN RENTAL GROUP LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2-3 SECURITIES TRADING HOURS: 0 START DATE: 5/15/2015 ADDRESS: 45 Spring Valley Dr, Chelsea, AL 35043 DESCRIPTION: owner of residential rental property 3) SOUTHERN FINANCIAL GROUP LLC POSITION: Owner/Partner NATURE: Tax Return Preparation INVESTMENT RELATED: Yes NUMBER OF HOURS: Part Time during Tax Filing Season SECURITIES TRADING HOURS: START DATE: 3/2007 ADDRESS: 700 Corporate Parkway, Birmingham, AL 35242 DESCRIPTION: tax preparation/planning 4) SOUTHERN PROPERTIES GROUP LLC POSITION: Owner NATURE: Rental of Office Building INVESTMENT RELATED: No NUMBER OF HOURS: 2-4 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2017 ADDRESS: 700 Corporate Parkway, Birmingham, AL 35242 DESCRIPTION: General Maintenance/Bookkeeping

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-12

Designations

• Certified Financial Planner
• Personal Financial Specialist