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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2024-09-30

Branch Locations

5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States

1250 S. Capital Of Texas Hwy. Bldg. 1, Ste. 550, Austin, TX 78746 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Las Vegas NV 03/2013 11/2016
Wells Fargo Clearing Services, Llc Addison TX 11/2016 07/2020
Unemployed Frisco TX 07/2020 10/2021
Citigroup Dallas TX 10/2021 04/2023
Unemployed Frisco TX 05/2023 09/2024
Bok Financial Securities, Inc. Plano TX 09/2024 Present
Bokf, Na Plano TX 09/2024 Present
  • 03/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Las Vegas, NV
  • 11/2016 → 07/2020
    Addison, TX
  • 07/2020 → 10/2021
    Unemployed
    Frisco, TX
  • 10/2021 → 04/2023
    Citigroup
    Dallas, TX
  • 05/2023 → 09/2024
    Unemployed
    Frisco, TX
  • 09/2024 → Present
    Plano, TX
  • 09/2024 → Present
    Bokf, Na
    Plano, TX
Previous Registrations
  • 2022-02-16 → 2023-05-01
    Poway, CA
    Irving, TX
  • 2013-03-12 → 2020-01-24
    Scottsdale, AZ
    Las Vegas, NV
    Las Vegas, NV
    Reno, NV
    Scottsdale, AZ
    Addison, TX
    Roseville, CA
    San Antonio, TX
    Scottsdale, AZ
    Bee Cave, TX
    Austin, TX
    Austin, TX
    Addison, TX
    Greenwood Village, CO
  • 2007-05-30 → 2013-02-11
    Bancwest Investment Services, Inc.
    Pittsburg, CA
    Oakland, CA
    San Lorenzo, CA
    Milpitas, CA
    Oakland, CA
    Hayward, CA
    Hayward, CA
    Newark, CA
    Berkeley, CA
    El Cerrito, CA
    San Leandro, CA
    Oakland, CA
    Morgan Hill, CA
    Castro Valley, CA
    Fremont, CA
    Oakland, CA
    Oakland, CA
    Sacramento, CA
    Grass Valley, CA
    Modesto, CA
    Carmichael, CA
    Elk Grove, CA
    Elk Grove, CA
    Folsom, CA
    San Leandro, CA
    San Jose, CA
    San Ramon, CA
    San Ramon, CA
    Danville, CA
    Livermore, CA
    Dublin, CA
    Pleasanton, CA
    Walnut Creek, CA
    Hughson, CA
    Hughson, CA
    San Jose, CA
    El Dorado Hills, CA
    Sacramento, CA
    North Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
    San Jose, CA
    San Jose, CA
    San Jose, CA
    S. Lake Tahoe, CA
    Sparks, NV
    Truckee, CA
    Tahoe City, CA
    Truckee, CA
    Grass Valley, CA
    Kings Beach, CA
    Auburn, CA
    Reno, NV
    Carson City, NV
    Campbell, CA
    Fresno, CA
    Fresno, CA
    Clovis, CA
    Bakersfield, CA
    Fresno, CA
    Riverdale, CA
    Fresno, CA
    Dinuba, CA
    Parlier, CA
    Sanger, CA
    Orosi, CA
    Corcoran, CA
    Tulare, CA
    Hanford, CA
    Visalia, CA
    Tehachapi, CA
    Sacramento, CA
    Citrus Heights, CA
    Sacramento, CA
    Stockton, CA
    Stockton, CA
    Stockton, CA
    Stockton, CA
    Modesto, CA
    Ripon, CA
    Modesto, CA
    Modesto, CA
    Patterson, CA
    Newman, CA
    Stockton, CA
    Lodi, CA
    Stockton, CA
    Lockeford, CA
    Stockton, CA
    Stockton, CA
    Gridley, CA
    Woodland, CA
    Oroville, CA
    Chico, CA
    Roseville, CA
    Escalon, CA
    Waterford, CA
    Modesto, CA
    Ceres, CA
    Oakdale, CA
    Turlock, CA
    Sacramento, CA
    Fairfield, CA
    Sacramento, CA
    Manteca, CA
    Tracy, CA
    Stockton, CA
  • 2007-02-01 → 2007-05-21
    San Leandro, CA
    Modesto, CA
    Stockton, CA
    Modesto, CA
    Sonora, CA
    Stockton, CA
    Fresno, CA
    Fresno, CA
    Hanford, CA
    Madera, CA
    Sonora, CA
    Santa Clara, CA
    Santa Cruz, CA
    Scotts Valley, CA
  • 2002-09-04 → 2003-03-25
    Quick & Reilly, Inc.
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-28
S63 Uniform Securities Agent State Law Examination 1994-01-20
  • S65 Uniform Investment Adviser Law Examination
    2006-12-28
  • S63 Uniform Securities Agent State Law Examination
    1994-01-20

View on SEC IAPD

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